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C&ORC Technology Control Assurance SOX Tester/Auditor

UBS Pune, India
Posted 6 days ago Permanent Competitive
Your role
- Perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing Approach
- Address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- Escalate any potential testing issues / exceptions to appropriate teams
- Inform Control Owners, onshore Process Owners and Operational Risk Controllers
- Maintain the Issue Logs, ensuring they are kept up-to-date and detailed
- Provide timely updates to the testing status tracker and ensuring all QA review points are closed out quickly
- Participate in weekly/monthly progress meetings with control owners and contribute to discussions around control issues and fails
- Perform testing of remediated controls and escalate any potential issues immediately
- Contribute to the status reporting in a timely manner
- Share and maintain knowledge

Your team
You'll be working in Compliance & Operational Risk Control (C&ORC) Technology Control Assurance team in Pune or Mumbai, INDIA. C&ORC Technology Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Your expertise
- University degree or equivalent qualification (preferably IT or similar)
- Ideally 3+ years of experience in IT audit, IT risk, IT general controls, IT application controls or internal control areas (preferably within the financial industry or professional services firms)
- Suitable professional qualification such as CISA, CISSP although not necessarily a prerequisite for this role
- Strong in planning and record keeping
- Strong at analytical, problem-solving and synthesizing skills - good at people skills and the ability to work in a diverse team and get on with people who you are reviewing/testing
- Good at enabling effective interaction with key stakeholders - tenacity and diplomacy
- Having excellent closure skills
- Result-oriented and assertive (you don't shy away from challenging situations)
- Known for hitting deadlines

#LI-Hybrid

About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire
We may request you to complete one or more assessments during the application process. Learn more

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Job ID  295187BR
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