AVP - Regulatory Reporting Framework (RRF) / Regulatory Reporting Quality Assurance (RRQA) AVP - Regulatory Reporting Framework (RRF) /  …

Credit Suisse -
in Pune, Bangarde, India
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse -
in Pune, Bangarde, India
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse -
AVP - Regulatory Reporting Framework (RRF) / Regulatory Reporting Quality Assurance (RRQA)
We Offer
  • Assist in preparing Global RRF STC packs on a monthly basis and also provide inputs to the Regional RRF STC forums to ensure adherence to required Governance levels
  • Actively participate and drive the project work to be carried out on the improvement of the Regulatory Reporting framework that includes aspects related to Overall Governance, Entity level Tolerance statements and Enterprise Data Governance etc
  • Liaise with Multiple senior partners globally including CRO, CCRO, LEF, RRQA, FMAR in assisting and driving the framework improvements
  • Perform a read across with other policies and Global control programs to ensure standardized and robust Improvements
  • Assist in building dashboards, improve and expand the Monitoring metrics suited for various types of partners including data providers. Further liaise with third party contractors to establish the requirement as well as ensure appropriate execution
  • Execute the RRQA plan by scheduling and performing QAR activities which includes process walkthrough meetings with Reporting team and Data Providers, gaining understanding of the controls over reporting process and assessing the adequacy of the same, performing sample/ transaction testing, compliance against regulatory requirements on test check, etc
  • Review applicable report procedures, work papers, processes and controls documenting and raising any identified issues/gaps as part of QARs
  • Analyze and document testing results and tabulate the recommendations/ QAR report. Conduct subsequent follow-ups on those issues/recommendations that where formally raised as a result of the QAR
  • Participate in the Regional RRF STC meetings and work around actions therefrom
  • Review issues reported by the reporting team and identify root cause, analyze robustness of remediation plan and prepare summary for monthly reporting
  • Provide regional support in the regulatory framework by addressing exceptions within reporting inventory tool, follow-ups for periodic signs of various forms within the inventory tool, annual attestation, etc


You Offer
  • You are a Chartered Accountant with 7+ years of experience in Internal/External Audit function with preferred experience in Big4
  • You have exposure to Financial services industry
  • You have strong analytical skills and strong communication skills
  • You are proficient in Microsoft applications
  • You have strong attention to details
  • You have the ability to learn and apply learning quickly
  • You are an excellent team-player
  • You have Problem solving skills
  • Time management - organizing and prioritizing work
  • You are able to meet strict reporting deadlines
  • Ability to multi-task
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