Wealth Management \u2013 Risk Specialist - Assistant Vice President

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Deutsche Bank APAC
  • 20 Oct 17 2017-10-20

Wealth Management \u2013 Risk Specialist - Assistant Vice President

Private & Commercial Clients

Deutsche Bank provides banking and other financial services to private and commercial clients in Germany, Europe and Asia. These include payment and current account services, investment management and retirement planning, as well as personal loans and mortgages. We also provide small and medium-sized clients with solutions ranging from start-up financing to structured finance. Together with the Corporate & Investment Bank, we are able to utilise the opportunities in interest rate and foreign currency management, foreign trade and the capital markets.

As the leading private bank in our home market, together with Postbank, we serve more than 20 million clients in Germany, as well as over 3.5 million clients abroad. We have more than 1,300 branches in Germany, Italy, Spain, Belgium, Portugal, Poland and India.

Besides our branches, we also have a mobile network of independent advisors, direct sales channels and a comprehensive online offering.

Position Overview

Key Responsibilities:

  • Design, manage and perform various reviews to ensure that the bank fully fulfil legal, compliance and regulatory requirements.
  • Co-work with multiple stakeholders, including advisory compliance, business, COO to name a few, in projects and initiative to enhance processes and its qualities.
  • Assist in system refinement, testing and maintenance with regards to reports and systems that cling to legal, compliance and regulatory requirements.
  • Overview key operating procedures on regular and ad-hoc updates through collaboration with multiple stakeholder in APAC.
  • Help preparing trend analysis and management reporting to senior management to raise risk awareness and control proposal.
  • Investigate in incidents and qualify the details in incident reporting.
  • Cooperate with Legal, Compliance and Business Management on HKMA and internal audits.

Skills and Qualifications:
  • Degree holder in Business, risk or related discipline.
  • 8+ years of relevant experience and steady investment product risk compliance experience acquired.
  • Well versed with multi asset class of investment products and investment suitability.
  • Strong risk control mind-set with good knowledge of HKMA, SFC and/MAS is highly desirable.

Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.