Vice President, Privacy & Wealth Management Compliance Vice President, Privacy & Wealth Management  …

DBS Bank Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
DBS Bank Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Vice President, Privacy & Wealth Management Compliance
Business Function

Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

Responsibilities

  • Provide assistance and advice to BUs on major compliance and regulatory issues and developments
  • Assist BUs to formulate and develop internal policies, procedures and guidelines to facilitate compliance with regulatory requirements and ethical standards
  • Ensure compliance of BUs on all applicable laws, rules and regulations
  • Liaise with regulators on regulatory and compliance matters
  • Provide training to BUs on key compliance and regulatory matters
  • Review and advise on rules, regulations, consultation papers issued by regulatory authorities
  • Work closely with BUs to assist them to establish and implement appropriate policies and procedures for their operations with due regard to all applicable Group and regulatory requirements with an emphasis on Bancassurance
  • Handle compliance and regulatory assignments such as complaints, regulatory reporting and surveys, regulatory examinations and ad hoc projects
  • Ensure products and services offered by the Bank are in compliance with the Group and regulatory requirements
  • Assess, develop and review training materials and conduct training for BUs
  • Provide advisory services and support to Bancassurance on all relevant compliance issues
  • Manage day-to-day operation of the Bancassurance compliance program. This includes supporting new business initiatives and product launches. To review product / service marketing materials, proposals and implementation of sale process
  • Respond and advise on alleged violations of rules, regulations, policies, procedures, and internal code of conduct
  • Ensure and handle reporting of incidents to regulators

Requirements

  • A degree in Law, Finance, Accountancy, or related disciplines, or possession of legal or accountancy professional qualifications
  • At least 3 years' experience in:
- Insurance sell process and/or insurance products; or
- Compliance, legal or audit department of authorized / licensed financial institutions; or
- A local or overseas banking or relevant financial supervisory body; or
- A professional legal or audit / accountancy firm with banking or financial services compliance / regulatory advisory experience.
  • Sound knowledge of rules, regulations and statutory requirements of Hong Kong Monetary Authority, Insurance Authority and other regulatory bodies
Apply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified.
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