Vice President, On-Exchange & OTC Clearing (Depository and ETF Services)

  • Monthly Base + Competitive Bonus
  • Hong Kong
  • Permanent, Full time
  • Hong Kong Exchanges and Clearing Limited
  • 15 Apr 19

This is a leadership role within our Depository and Nominee Services team.

Job Responsibilities:

  • To lead a team of depository staff in performing routine operational tasks and handle exceptional cases in compliance with local and international regulations
  • To manage overall exchange-traded products and to facilitate the launch of ETF products in both primary and secondary markets including offering documents and agreements
  • To propose appropriate business working model, policy or operational flow for depository business
  • To manage and support business projects such as providing user requirements for system changes on new services or products and updating relevant operational manual and rules when required
  • To collaborate with internal departments, liaise with external business counterparts, relevant statutory bodies, market practitioners and participants in project execution
  • To identify areas for improvement to existing operational processes, make appropriate proposals and implementation plan with proper internal controls in place
  • To drive forward technology solutions to improve operational efficiency
  • To implement and develop appropriate reports or processes for better risk management control over the operational processes


Job Requirements: 

  • University Degree, preferably in Finance / Business Administration / Economics or related disciplines
  • At least 12 years' relevant working experience (e.g. back, middle and front office securities operations), of which at least 6 years at management level, in well-established financial organization
  • Knowledge of clearing / settlement / nominees / custodial operations and ETF business in Hong Kong and overseas (preferably Mainland market) and familiar with the regulatory framework and related legislations
  • Excellent leadership, interpersonal, communication and analytical skills
  • Good command of written and spoken English and Chinese; proficiency in Putonghua an advantage


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX.