VP, Trade Surveillance/ Monitoring

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Pemberton Stewart International Ltd.
  • 08 Dec 17 2017-12-08

Great opportunity for someone with strong knowledge of credit or equity derivative operations to move into a front office role.

• Fluent in Cantonese  

• Surveillance and monitoring of trade and e-communications

• 1st line of defense within Global Markets (Credit / Equity Derivatives)

At Pemberton Stewart, we are a research-driven executive search firm. We work very closely with our clients to foster strong relationships, delivering senior searches, advising on strategic initiatives, and supporting business build-outs.

The Opportunity

We are currently partnering with a global financial institution to assist in the enhancement of controls performed at the first line of controls for Global Markets business in APAC. This a newly created division that will be involved in crafting the operational strategy for the surveillance function and perform the daily monitoring of trades and electronic communications of specific front office staff.

The Profile

To be successful in the role, you must have good knowledge in the trading activities of either Credit or Equity Derivatives products. Due to daily monitoring or trade and electronic communications, the ability to read and speak fluent Cantonese is critical. The ideal experience could come from product control, middle office or compliance functions.

Please reach out to me at Liting@pembertonstewart.com or at +65 6443 1585 for a confidential discussion.

In return, you will work with an organisation that is committed to growing Asia and be in a high performing team which values autonomy and strong work ethics.