A top tier pure play private bank that is expanding their business in Asia is currently looking for VP in regulatory compliance.
A top tier pure play private bank that is expanding their business in Asia is currently looking for AVP/VP for their KYC Compliance team.
- To perform regulatory compliance function and conduct compliance surveillance
- Design, implement and manage the Bank's compliance procedures and policies
- Provide compliance advisory to business initiative as well as new products approval
- Participate in regulatory-driven projects such as change of internal control process and system enhancements
- Escalate observations in timely manner and recommend control enhancements
- Bachelor's degree in finance, or related discipline
- Minimum 8 years of regulatory compliance within private bank or wealth management
- Team player and detail oriented
- Excellent command of spoken and written English and Chinese;