VP Private Bank Regulatory Compliance Manager VP Private Bank Regulatory Compliance Manager …

ALS International
in Hong Kong
Permanent, Full time
Last application, 29 Apr 21
Attractive
ALS International
in Hong Kong
Permanent, Full time
Last application, 29 Apr 21
Attractive
Posted by:
Suwarti Karnati • Recruiter
Posted by:
Suwarti Karnati
Recruiter
Our client is a major private banking group headquartered in Europe and operates worldwide looking to hire an experienced Regulatory Compliance Manager.

In this role, you are responsible for:

  • Liaison with regulatory contact with e.g. the regulators (HKMA and SFC) and industry associations (HKAB, PWMA)
  • Coordinating regulatory requests (inspections/ incident reporting/ information requests/ surveys/ self-assessments and other ad hoc requests)
  • Handle and coordinate other regulatory-related external reviews, internal audits, investigations, Head Office initiatives etc.
  • Track and disseminate regulatory updates to business units for necessary actions, and collaborate with business owners to conduct gap analysis (if applicable) to ensure relevant requirements are complied with
  • Provide regulatory advices, support and guidance to management and internal stakeholders
  • Act as HK Policy Desk to coordinate with overseas offices and the respective policy owners to ensure global minimum standards and policy framework are implemented in HK
  • Plan, coordinate and provide Compliance training to new hires and annual refresher training to existing staff members

To qualify for this role, you must have the following requirements:

  • Bachelor's degree in finance, or related discipline with at least 8 years working experience in private banking
  • Sound Knowledge of the HKMA, SFC and Banking regulations with strong analytical, technical and problem-solving skills
  • Excellent communication and presentation skills
  • Attentive to details, ability to multi-task and work well under pressure.

If you are interested in this role, please send your cv to d.lim@alsrecruit.com .  Only shortlisted candidates will be notified.

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