Opportunity to work in one of the largest platform in Asia. They are now looking for professional compliance candidates who specialist in control room and IBD compliance. ( HKD 55K to 60K + Bonus )
- Responsible for developing and enhancing compliance control policies, procedures, programes and monitoring their effective implementation;
- Review and monitor compliance review examination for IBD business.
- Maintain highest level of compliance standards
- Handle ad hoc projects and drafting and preparing reports and submissions
- Control room monitoring and data base
- Liaise with regulators and assist in handling enquiries, complaints and licensing work
- Conduct compliance-related training as and when necessary
- Degree holder
- At least 5 years’ relevant experience in financial services industry, preferably with exposure to investment banking
- Good organization and communication skills
- Self-motivated, diligent and able to work independently
- Good command of both written and spoken English and Chinese
- Previous experience in control room and IBD compliance is a plus.
Please contact Michael Cheuk at 3898 5517 ( Whatsapp : +852 5227 8931) or by email michael.cheuk @ osmiumcg.com