VP, Legal & Compliance Department | IBD VP, Legal & Compliance Department | IBD …

Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 12 Jun 21
Competative
Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 12 Jun 21
Competative
Posted by:
Seth Yeung • Recruitment Consultant
Posted by:
Seth Yeung
Recruitment Consultant
Opportunity to work in one of the largest platform in Asia. They are now looking for professional compliance candidates who specialist in control room and IBD compliance. ( HKD 55K to 60K + Bonus )

Responsibilities:

  • Responsible for developing and enhancing compliance control policies, procedures, programes and monitoring their effective implementation;
  • Review and monitor compliance review examination for IBD business.  
  • Maintain highest level of compliance standards
  • Handle ad hoc projects and drafting and preparing reports and submissions
  • Control room monitoring and data base
  • Liaise with regulators and assist in handling enquiries, complaints and licensing work
  • Conduct compliance-related training as and when necessary

Requirements:

  • Degree holder
  • At least 5 years’ relevant experience in financial services industry, preferably with exposure to investment banking  
  • Good organization and communication skills
  • Self-motivated, diligent and able to work independently
  • Good command of both written and spoken English and Chinese
  • Previous experience in control room and IBD compliance is a plus.

 

Please contact Michael Cheuk at 3898 5517 ( Whatsapp : +852 5227 8931) or by email michael.cheuk @ osmiumcg.com

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