VP FICC Compliance VP FICC Compliance …

Aquis Search
in Hong Kong
Permanent, Full time
Last application, 19 Sep 21
HK$1M to HK$1.2M base + attractive discretionary bonus
Aquis Search
in Hong Kong
Permanent, Full time
Last application, 19 Sep 21
HK$1M to HK$1.2M base + attractive discretionary bonus
Posted by:
Andrew Tsang • Recruiter
Posted by:
Andrew Tsang
Recruiter
My client is a leading investment bank with a large presence in the APAC region. They are looking to hire a VP Fixed Income Compliance candidate for their Markets Compliance team supporting group on fulfilling product approval, training, regulatory obligations. Interested parties please email andrewtsang@aquissearch.com

Job Responsibilities

  • Support execution of regulatory compliance initiatives, review and training
  • Advise business on compliance and regulatory risk issues arising from new product introduction and ensure proper controls are in place for the product approval process
  • Seated in front office to support traders on trade related compliance matters
  • Support provision of advisory services on statutory, regulatory and internal requirements on banking business
  • Provide support to Head of Compliance / Team Head in ad-hoc projects

Job Requirements

  • Strong stakeholder managment skills
  • Minimum 6 year experience in banking industry with strong knowledge in Fixed Income products, ie. FX, Credit, Rates
  • Hand-on compliance experience / practical knowledge of various statutory and regulatory requirements relevant to banking industry is preferred
  • Good command of both written and spoken English
  • Good interpersonal skills and attention to details
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