VP, Equities Compliance Officer- Leading Investment Bank

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Hays Banking & Financial Services Hong Kong
  • 22 Apr 18 2018-04-22

A leading investment bank is seeking for a seasoned Equities Compliance Officer (VP) to join their HK office.


Your new company
A large market leading Investment Bank has created an opportunity a VP, Equities Compliance Officer to join the department to perform real-time compliance advisory and work with the APAC equities compliance team.

Your new role
As a VP, Equities Compliance Officer, you will provide daily compliance advisory to the business and real-time support to the equities business units. In addition to daily advisory, you will expect to review new business and perform compliance reviews and conduct training for relevant parties. You will manage communication with the front-line sales and provide input on structuring of more complicated transactions. Your primary responsibility is to maintain a healthy compliance culture for the bank.

What you'll need to succeed
As an ideal candidate, you will have at least 8 years regulatory compliance experience with strong knowledge of the broad knowledge of equities products, such as cash, plain vanilla, futures and options etc.As you would be expected to based on trading floor, employer would have a strong preference with candidates who has strong communication and negotiation skills.

What you need to do now
If you identify with the above description, please send your CV and an expression of interest today to charlene.yeung@hays.com.hk. For a confidential discussion, please contact Charlene Yeung on +852 2230 7933.