VP, Compliance | Asset Management VP, Compliance | Asset Management …

Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 15 Sep 21
Competitive
Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 15 Sep 21
Competitive

Responsibilities:

  • Advising business for fund set up and fund documentation
  • Review fund distribution activities and approval of marketing materials
  • Handle KYC and AML related matters for asset management business
  • Communicate with and handle enquiries from regulators
  • Conduct compliance related training for business
  • Assist in establish compliance related policies and procedures

Requirements:

  • Degree holder in business, law or other related discipline
  • At least 5 years working experience in asset management house for related areas
  • Previous experience working in regulatory bodies is an advantage
  • Proficiency in written and spoken Mandarin, English and Cantonese
  • Good interpersonal and communication skills
  • Familiar with local rules, regulations and common market practice
  • Good team player
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