VP Compliance- Hedge Fund VP Compliance- Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 14 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 14 Sep 21
Negotiable
Our client is a top Hedge Fund 7 Billion AUM, currently looking for a Senior Compliance person to oversee the Investment and Regulatory Compliance.

Job Responsibilities

  • Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC and SEC filings, review and collection of brokerage statements
  • Handling SFC licensing application, licensing matters and requirements
  • Conduct pre and post trade monitoring
  • Enhance compliance surveillance and testing programs to mitigate risks and control deficiencies;
  • Support marketing team on fund distribution and marketing activities
  • Advise on investment compliance function
  • Design and implement compliance policies and programs to enhance internal control environment of the company;
  • Participate in ad hoc compliance projects

Job Requirements

  • University graduate or equivalent degree preferred, ideally in business, accounting or law
  • Minimum 5 years of compliance experience in asset managers or hedge fund
  • Fluency in Mandarin Chinese and English
  • Excellent organisational and analytic skills
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