VP - Asset Management North Asia Compliance VP - Asset Management North Asia Compliance …

Credit Suisse
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
VP - Asset Management North Asia Compliance
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
You will have the responsibility of:
• critically accessing, challenging, and communicating compliance advice on new business initiatives, policies and procedures and internal controls and work together with Asset Management ("AM") Business on commercially viable solutions in addressing the issues;
• developing the annual compliance training plan that includes succinct training materials to aid AM Business in understanding key issues and required processes and procedures in order to be in compliance;
• anticipating and preparing AM Business for regulatory developments and also supervise the appropriate read across regulatory findings, reprimands, notices and guidelines by the regulators where appropriate;
• understanding organizational structure and behavior in order to optimally navigate and implement strategic enhancements and process improvements;
• implementing the AM Compliance Program comprising but not limited to providing entity level and individual licensing advice, monitoring, surveillance and testing, regulatory reporting and filing, analyzing and implementing projects and other general 2nd line of defense function activities;
• being the contact point with the regulators and internal audit teams; and
• providing high level oversight and communication with China JV partner.
Your future colleagues

You will be part of the AM Hong Kong ("HK") Compliance team in providing a dynamic compliance coverage to the AM Business in HK whose business scope will include but is not limited to the jurisdictions of HK, China, Taiwan, and South Korea
You will have the continuous learning opportunity of working with the AM HK Compliance Head as well as collaborating with the AM Regional and Global Compliance Heads in implementing the AM Compliance Strategy and Program to meet the requirements of the AM Business in the Asia-Pacific region ('APAC')
You will also mentor the junior AM HK Compliance officer in providing compliance advisory and support on investment management, marketing, distribution, cross border, regulatory and other activities pertinent to the AM Business in APAC
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

You Offer

N/A - pending TWWW agreement

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.
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