VP- Risk and Control, COO office, Corporate Banking

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • ConnectedGroup Limited
  • 12 Feb 18 2018-02-12

·Reputable Regional Bank ·1st Line of Defense Function ·Team Head Role

Our client, a reputable Regional Bank, is looking for hire a high caliber to join as a VP- Risk and Control for Corporate Banking COO office.

Responsibilities:

  • Cover the quality assurance of client on-boarding process and develop a risk-based monitoring / review mechanism in a longer run
  • Enhance risk governance and control function of front-to-end process of new initiatives in the segment.
  • Perform analytical review of past suspected fraud and fraudulent cases as lesson learnt and study any behavioral pattern for preventive measures
  • Coordinate and drive automation / digitization of transaction monitoring and fraud prevention
  • Oversee sales process, fair dealing, data protection governance of the business
  • Facilitate the business segment to comply with the Bank's policies / standards and external regulations by:
    • Disseminating information, leading and coordinating the implementation of Bank's policies, procedures & controls to ensure compliance;
    • Promoting risk control awareness; and
    • Acting as contact person to liaise with other Support Units including Compliance, Legal, Audit and Risk Management on control and compliance matters.
  • Proactively evaluate the business and risk of products, processes & new systems in corporate banking segment, and provide an independent assessment to the Management
  • Coordinate stakeholders within the business segment to review, devise and implement relevant policies, processes, controls, systems, documents to comply with new or amended laws

Requirements:

  • University graduated in Business Administration, Risk Management or relevant disciplines.
  • Minimum 12 years experience in regulatory/ compliance or control gained from corporate banking environment.
  • Sufficient knowledge and experience of the corporate banking business processes and related regulatory requirement, with drive to keep updated on prevailing market and regulatory news and developments.
  • Strong professional experience on compliance & risk control in banking and in Institutional Banking products and operations.
  • Ability to provide balanced perspective between business expediency as well as risk & control
  • Ability to work closely and effectively with relevant stakeholders locally and at regional level to rollout / implement needful control related policies and procedures.
  • Strong leadership, project and people management; excellent communication and interpersonal skills.
  • Fluency in written and spoken English and Chinese.