VP- Regulatory Compliance – International Corporate and Investment Banking Group VP- Regulatory Compliance – International  …

ALS International
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Attractive
ALS International
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Attractive
Our client is a well-known International Corporate and Investment Banking Group currently looking for a high calibre candidate to join their Group Regulatory Compliance team:

Responsibilities:

  • To advise business and support units to establish appropriate policies, manuals and procedures for their operations with due regard to all applicable Group requirements and regulatory requirements
  • To implement internal control systems for meeting regulatory obligations and business conduct, in accordance with the Group’s compliance standards and local regulatory and legal requirements
  • Review and perform gap analysis and assessment on the regulatory guidelines
  • To handle and advise on regular submissions or ad-hoc surveys, regulatory information request or enquires, and liaise with regulators and coordinate appropriate responses to their queries 
  • To keep abreast of new regulations and disseminate regulatory circulars, press releases and other regulatory developments to management, other Compliance teams and relevant stakeholders. 
  • To drive projects on designing and establishing compliance framework, controls and processes.

 

To qualify for this role, you must have the following requirements:

  • Bachelor's degree in finance, or related discipline with a minimum of 8-12 years working experience in  banking compliance or related control discipline in banking industry.
  • General knowledge of the businesses, products, services and clients of a bank
  • Proficiency in rules and regulations applicable to the banking and securities industry in Hong Kong (both HKMA and SFC)
  • Strong analytical, technical and problem-solving skills coupled with excellent communication and presentation skills
  • Ability to work effectively with different stakeholders
  • Sound judgement on business practices, regulatory relationship management and reputational risk
  • Ability to learn quickly and to drive changes and/or adapt to them
  • Accuracy and adequate attention to details

 

If you are interested in this role, please send your cv to d.lim@alsrecruit.com .  Only shortlisted candidates will be notified.

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