• Competitive
  • Hong Kong
  • Permanent, Full time
  • Selby Jennings Singapore
  • 21 Mar 18

Urgent ;Responsible Officer for type 7 over 100K plus attractive bonus

  • Location: Hong Kong
  • Salary: Competitive
  • Job Type: Full time

Responsible Officer

Brokerage – First Vice President (Type 7 Responsible Officer)


Responsibilities
  • Monitor the automated trading and order routing systems of the Group and its subsidiaries to ensure that the transactions are handled promptly and accurately with the executed orders correctly allocated to the client accounts
  • Oversee the dealing activities and supervise the Dealers to ensure smooth and efficient order flow
  • Monitor the overall risks in relation to the dealing activities to ensure compliance with regulatory requirements
  • Drive business development for new market product launch and potential market entry
  • Streamline trading and settlement procedures with internal departments and external brokers
  • Coordinate with other departments to improve the overall efficiency and performance of the trading and order routing systems
Requirements
  • University degree in Accounting, Business Administration, Economics, Finance or a related discipline, professional qualifications such as CFA are preferred
  • Holder of SFC license of Responsible Officer for Type 7 regulated activity or eligible for the license application or equivalent required
  • Solid knowledge of SFC rules and guidelines and local regulatory requirements
  • Strong communication skills with the ability to communicate with all levels of stakeholders
  • Excellent command in spoken and written English and Chinese
Hong Kong Hong Kong Hong Kong HK