Senior Officer to Manager, Trust Compliance, CUD Senior Officer to Manager, Trust Compliance, CUD …

ICBC Asia
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Aug 20
Competitive
ICBC Asia
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Aug 20
Competitive
Senior Officer to Manager, Trust Compliance, CUD
Job Responsibilities
  • Review and comment SFC-authorized or private Collective Investment Scheme constitutive documents and agreements
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
  • Coordinate internal control of trustee/fund administrator and liaise with the internal/external auditor to ensure compliance of regulatory filing is completed within prescribed timeframe
  • Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Handle compliance issues process


Job Requirements
  • Degree holder in Law/Business/Economics/Compliance/CPA
  • 3-8 years of related working experience
  • Good knowledge of public/private collective investment schemes
  • Good understanding of Fund Strategies and related rules of risk
  • Fluent in spoken and written English & Chinese, including Putonghua
  • Candidate with more experience will be considered as Trust Compliance Manager


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