Senior Officer to Manager, Business Support, Custody Services Department Senior Officer to Manager, Business Support,  …

Industrial and Commercial Bank of China (Asia) Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Industrial and Commercial Bank of China (Asia) Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Senior Officer to Manager, Business Support, Custody Services Department
Job Responsibilities
  • Review and comment fund administration / custodian agreements, funds offering documents and clients' KYC and CDD documents
  • Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custodian agreements and related OM within prescribed timeframe
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
  • Client onboarding management
  • Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Other Compliance related issues


Job Requirements
  • University graduate in Law/Business/Economics/Compliance/CPA
  • At least 2 years of related working experience
  • Experience in reviewing KYC documents preferred
  • Good knowledge in private fund, custodian services or SFC authorized funds
  • Good understanding of SFC authorized funds regulations and Cayman funds regulations


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