Senior Officer, Financial Crime Compliance (1 year contract) Senior Officer, Financial Crime Compliance (1 year  …

Prudential Hong Kong Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Prudential Hong Kong Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Senior Officer, Financial Crime Compliance (1 year contract)
At Prudential, we understand that success comes from the talent and commitment of our people. Together, we have a shared vision in securing the future of our customers and our communities. We strive to build a business that you can shape, an inclusive workplace where everyone's ideas are valued and a culture where we can thrive together. Our people stay connected and tuned in to what's happening around us, keeping us ahead of the curve. While focused on the long-term, we look to the future to bring growth, development and benefit to everyone whose lives we touch.

To assist the Director of Financial Crime Compliance (FCC) in his/her responsibility to ensure that the Company has put in place effective FCC control framework to comply with the regulations and internal company policies in relation to:
  • Anti-Money Laundering and Countering Terrorist Financing ("AML/CTF")
  • Sanctions
  • Anti-Bribery and Corruption ("ABC")

This role will also need to assist the work of other FCC Managers/Assistant Managers, as determined by the Director of FCC.

Job responsibilities:
  • Review automated name screening alerts (e.g. Potential True Matches, Needs Further Information, etc)
  • Assist the lead reviewer in reviewing/approving certain policy changes by Medium & High Risk Clients that pose relatively high money laundering risk
  • Assist the lead reviewer in identification and investigations of large sum 3rd Party payments via Online Banking and Cheque payments
  • Assist the lead reviewer in conducting initial ABC Due Diligence on business partners, including name screenings on the business partners and their connected parties
  • Assist the lead reviewer in conducting monthly reconciliations on:
  • - Enhanced Due Diligence cases that need to be escalated to the FCC team for review/approval
  • - Gifts & Hospitalities (G&H) Register with Finance Reimbursement Records
  • Support the FCC team on administrative matters. For examples:
  • - Tagging of Medium & High Risk Clients in the relevant systems and update the relevant register
  • - Conduct manual name screenings on new policyowners and their connected parties (for Employee Benefits Business)
  • - Upload the updated staff list to the G&H Register and follow up if there is any discrepancy
  • - Retrieve/extract the relevant data / management information for reporting to various oversight and governance bodies


Job Requirements:
  • At least a Diploma holder with knowledge and training in risk management, business, law or other related discipline(s).
  • At least 1-2 years of FCC, audit or other compliance related experiences in the financial sector, preferably in insurance industry.
  • To have entry level understanding on AML/CTF and ABC regulatory requirements in Hong Kong. Good PC skills in MS office/excel and good command of both spoken and written English. Prompt and systematic decision-making and analytical skills.
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