Senior Manager, Investment Compliance Senior Manager, Investment Compliance …

Pure Hong Kong
in Hong Kong
Permanent, Full time
Last application, 23 Feb 21
HK$800k -1mill base
Pure Hong Kong
in Hong Kong
Permanent, Full time
Last application, 23 Feb 21
HK$800k -1mill base
Our client is one of the largest asset manager in Asia Pacific, with strong presences in HK, provide excellent career opportunities and work life balance. As part of an important part of their growing Compliance Team, they are now looking for an energetic, committed and motivated compliance professional to be part of their Investment Compliance Team.

The Company

Our client is one of the largest asset manager in Asia Pacific, with strong presences in HK, provide excellent career opportunities and work life balance.  As part of an important part of their growing Compliance Team, they are now looking for an energetic, committed and motivated compliance professional to be part of their Investment Compliance Team.

The Role

As part of a growing Team, you will be reporting to the Global Head of Investment Compliance, responsible for managing the Investment Compliance process to ensure that all investment restrictions for clients/funds are appropriately documented and controlled, system maintenance and compliance monitoring.  You will also be responsible to develop investment compliance framework and policy, to ensure its in line with global standards.

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 8 years of compliance experience in an asset manager, with solid experience in investment compliance, experiencing in liaising with local regulators (SFC, MPFA), along with strong project management skills.  You will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation.

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