Senior Manager, Internal Audit - with a Top-tier Investment Bank

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Aston Carter Hong Kong
  • 13 Jan 18 2018-01-13

A top-tier investment bank is looking for a Senior Audit Manager to be part of its regional audit team, specializing in its IB business. The Ideal candidates would have 8+ years of audit experience, involve a good knowledge of the investment banking industry. Fluent in Mandarin preferred. Minimal travel within the APAC region is required.


  • Perform and execute internal audits across different divisions of the Bank.
  • Demonstrate effective risk awareness in order to ensure an appropriately targeted audit approach and emphasis of work performed.
  • Identify key issues impacting businesses under review, presenting practical recommendations for the mitigation of associated risks. Identify potential solutions by exploring and analyzing diverse alternatives.
  • Demonstrate an ability to effectively prioritize competing commitments in order to ensure efficient delivery against agreed timeframes.
  • Demonstrate the ability to proactively manage relationships with auditees, maintaining lines of communication and fostering on-going interaction with the business.


  • Strong experience in audit, compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function, and ideally involve a good knowledge of the investment banking industry

  • Strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods

  • Detailed understanding of banking operations and regulations as well as a quantitative approach to problem solving

  • Reliable when working independently, with sound judgment for when to escalate issues

  • A flexible and committed team player willing to travel to other locations for audit assignments

  • Fluent in English with excellent verbal and written skills; fluent in Mandarin preferred

Interested candidates, please submit your updated CV to to schedule a confidential conversation to dicsuss over this exciting opportunity.