Senior Investment Restrictions Analyst

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • ALS International , EA Licence No: 16S8075
  • 18 Apr 18 2018-04-18

Our client is a Global banking group with an international network of offices in 30 countries, and is serving a wide range of retail and private clients, intermediaries, corporate and institutions clients worldwide. Their Asset Management arm is seeking a motivated, outstanding professional to join their investment restrictions team.

The Role

You will be fully responsible for:

  • Monitoring trading activities and approving investment restrictions codes on systems
  • Providing restrictions management and testing of rules on the trading systems
  • Performing restrictions coding set up and daily restriction monitoring and alert review, closing and follow up
  • Advise on local regulations and their application to ensure investment compliance throughout the region is effectively monitored
  • Engaging with relevant parties including the Front Office, Product, Risk and Compliance, and Data & IT team
  • Providing assistance on global project about system migration and best practice initiatives
  • Ad-hoc projects related to the investment restrictions

The Successful Applicant

You will be a University Graduate with at least 5-7 years’ relevant experience gained within Asset Management firms or banks.  Experience with Charles River IMS or Bloomberg AIM is required. Good knowledge of respective local and international regulatory requirements including SFC, MPF riles, UCITS and AIFMD. You should also process excellent communication and interpersonal skills, and be detail-oriented.

Contact Us

Please press the APPLY button or email your CV to Emily Hong at quoting the reference for a confidential discussion.  For more Financial Services positions, please visit our website ( and contact us for details. (EF- 15762)