Senior Control Room Manager - Compliance Senior Control Room Manager - Compliance …

in Hong Kong
Permanent, Full time
Be the first to apply
Not Specified
in Hong Kong
Permanent, Full time
Be the first to apply
Not Specified
Senior Control Room Manager - Compliance

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC.  As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey.  If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

Some careers grow faster than others.

If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a Senior Control Room Manager -  Compliance.

Principal Responsibilities

  • This is a senior role reporting to the ASP Head, Global Control Room
  • The job holder will be required to perform all necessary Control Room duties, including conflicts checks/clearance (including providing guidance and explaining decisions to senior members of the GB and CMB businesses) and being a key part of a team of Regulatory Compliance specialists to assist in coverage for conflict management related matters
  • Provide direction and support for the responsibilities and functions of the Global Control Room  
  • Act as a key contact in the Global Control Room, including in relation to conflicts clearance, restrictions, wall-crossing and watch list
  • Develop and refine Global Control Room related policies and procedures in the key areas of coverage
  • Attend industry discussions/roundtables pertaining to Global Control Room issues
  • Provide clear guidance to other members of the Global Control Room as well as the Global Lines of Business, Global Functions, and RC colleagues
  • Other ad hoc project work as agreed with the Global & European Head, Global Control Room


  • Previous experience of managing conflicts within a global/commercial banking environment
  • Previous conflicts, compliance and/or regulatory experience, preferably across a number of different business lines
  • Excellent knowledge of Global Banking products and transaction scenarios
  • Excellent communication skills, as the role requires constant communication with other individuals and teams within the HSBC Group (including members of senior management in GB and CMB)
  • An excellent understanding of the regulatory environment and expectations of US and extra-territorial laws, rules and guidance together with other relevant regulations, codes of practice and HSBC Group Standards
  • Ability to make and support decisions with sound reasoning
  • Ability to clearly articulate business and regulatory implications of analysis and findings
  • High standard of written documentation
  • Ability to work with minimal supervision and on multiple tasks simultaneously and use of own initiative to resolve issues
  • Excellent time management and prioritisation of work tasks
  • Self-motivated, enthusiastic and proven rapid learning capability
  • Committed to completion of work tasks
  • Good administrative skills (inventory updating, structured note taking, etc)
  • Must have a flexible approach to work and working hours
  • Self-starter with excellent analytical, organisational and time management skills

You’ll achieve more when you join HSBC.

HSBC is co
mmitted to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

Company Overview

HSBC is one of the world’s largest banking and financial services organisations. Our global businesses serve more than 40 million customers worldwide through three global businesses: Wealth and Personal Banking, Commercial Banking, Global Banking & Markets. Our network covers 64 countries and territories in Europe, Asia, the Middle East and Africa, North America and Latin America.

We aim to be where the growth is, connecting customers to opportunities, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfil their hopes and realise their ambitions.

Whether you are looking for a first job or taking the next step in your career, we offer many ways for you to achieve your ambitions. Come and work with us and you'll have opportunities to build connections with colleagues and customers worldwide and help build the bank for the future.

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