Senior Compliance Officer / Vice President, Compliance

  • Commensurate with experience
  • Hong Kong
  • Permanent, Full time
  • Taikang Asset Management (HK) Co Ltd
  • 10 Oct 17 2017-10-10

Taikang Asset Management Co., Ltd. (hereafter simplified as “Taikang AMC” or “the Company”) was set up in February 2006 with its predecessor as the asset management centre of Taikang Life Insurance Co., Ltd. Its registered capital reached RMB 1 billion.

Job Responsibilities

  • Reporting to the Director, Compliance Department
  • Perform pre and post-trade monitoring of investment guidelines
  • Prepare regulatory filings and application including product registration and licence application
  • Assist the Compliance team head to advise management on any potential regulatory or procedural issues
  • Review sales and marketing collaterals
  • Conduct AML / KYC assessment as required and assist in day-to-day AML monitoring
  • Assist in implementing and monitoring the Ethics program
  • Assist in preparing/updating compliance manual and procedures
  • Support Compliance and business initiatives
  • Conduct Compliance trainings

Job Requirements

  • Finance, Accounting or Law Degree graduate
  • Minimum 5 years of compliance experience in asset management firm
  • Familiar with Bloomberg AIM CMGR is an asset
  • Good command of written and spoken English and Chinese (Cantonese/Mandarin)
  • Good communication and interpersonal skills
  • A quick and enthusiastic learner who can work independently
  • A passionate team player who can work under time pressure
  • Excellent MS Office skills (especially Excel, knowledge in VBA is a definite plus)

Applicant with higher qualification and experience will be considered for Compliance Vice President.  Interested parties please send your application letter and full resume with available date, current and expected salary to tkhk@taikangamc.com.cn

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