Senior Compliance Officer - PE/Hedge Fund Senior Compliance Officer - PE/Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 23 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 23 Sep 21
Negotiable
Our client is one of top equity firm who has strong presence across the globe. They are currently looking for a regulatory and investment compliance officer for their hedge fund side.

Job Responsibilities

  • Handling SFC licensing application, licensing matters and requirements
  • Keep track of SFC / SEC regulatory changes and EDSP
  • Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC filings, review and collection of brokerage statements
  • Advise on investment compliance function
  • Handle ad hoc compliance project

Job Requirements

  • Bachelor's Degree required; law degree optional
  • 5+ years of experience in regulatory and investment compliance for sizeable fund house
  • Fluency in Mandarin, Cantonese, and English
  • Ability to multi-task across a range of projects with constantly shifting priorities

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