Senior Compliance Manager (Group Compliance)

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 24 May 19

Senior Compliance Manager (Group Compliance)

Responsibilities

  • Handle with legal, compliance and reputation risks of group management work including the implementation of management requirements from Head Office and the supervision of the risks management of subsidiaries
  • Maintain and enhance the BOCHK Group legal, compliance and reputation risk management policy and mechanism
  • Collect, evaluate legal, compliance and reputation risk information, and prepare risk management report
  • Follow legal, compliance and reputation risk incident and it's rectification progress
  • Responsible for handling law firm appointment management, legal fee budget management, litigation case analysis and reporting
  • Provide training on compliance management

Requirements
  • Degree or above with major in Law, Banking and Finance, Accounting or related disciplines and professional qualifications
  • At least 6 years' working experience in compliance, legal or regulatory fields of financial services industry gained in Hong Kong regulatory requirements
  • Possess Accounting, Legal, or Financial qualifications
  • Extensive knowledge of Hong Kong regulatory requirements
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Effective time and project management skills
  • Excellent command of written and spoken English and Chinese. Fluent in Mandarin is an advantage