Senior Compliance Manager - Fintech Senior Compliance Manager - Fintech …

Ashford Benjamin Ltd
in Hong Kong
Permanent, Full time
Last application, 15 Jun 21
Competitive
Ashford Benjamin Ltd
in Hong Kong
Permanent, Full time
Last application, 15 Jun 21
Competitive
Posted by:
Vivian Chen • Associate Director
Posted by:
Vivian Chen
Associate Director
We are partnering with a global fintech in Hong Kong who's keen to hire a senior risk and compliance manager to join their team.

Responsibilities:

  • Implement compliance framework, policies and procedures across all business lines
  • Provide support to products, underwriting and distribution teams
  • Conduct regular compliance risk assessments, execute the compliance monitoring plan, data analytic, and the related issues analysis, remediation and reporting to ensure adherence to compliance risk thresholds 
  • Disseminate circular and guidelines from regulators and ensure the relevant parties compliance with the regulatory requirement
  • Support the investigation of complaint and regulatory breach and follow up the remedial actions with business

Requirements:

  • At least 10 years’ solid experience in data privacy and financial crime compliance
  • Fluent in Chinese (Both Mandarin and Cantonese) and English

 

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