Senior Business Compliance & Operation Risk Manager Senior Business Compliance & Operation Risk  …

Bank Of China (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 19
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 19
Competitive
Senior Business Compliance & Operation Risk Manager
Responsibilities:
  • Design the risk control mechanisms (e.g. KRIs) and risk monitoring requirements on the private banking business
  • Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance/operation risks in new businesses / products / systems
  • Conduct trade surveillance, daily report monitoring and review workflows to identify possible compliance/operational risks and provide recommendations to enhance control weaknesses
  • Perform self-assessment, gap analysis against internal and/or regulatory requirements
  • Advise business units on operational risks and control matters, including coordinate business contingency plan
  • Review operational risk incidents / customer complaints and monitor the implementation status of the action plans
  • Prepare regular monitoring on relevant business activities and prepare management reports on compliance and operation risk related review results
  • Handle internal / external review or audit
  • Provide guidance to junior team members
Requirements:
  • Degree or above
  • At least 7 years Operational Risk Management, or relevant experience on private banking. With Compliance background is an advantage
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
  • Good command of both verbal and written English and Chinese
  • Familiar with the regulatory requirements of private banking, operation and improvement of operational principles

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