Senior Business Compliance Manager (Business Risk & Control - IT) Senior Business Compliance Manager (Business Risk  …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Senior Business Compliance Manager (Business Risk & Control - IT)
Responsibilities:
  • Ensure bank's and / or its subsidiaries' policies and procedures are in compliance with regulatory requirements
  • Provide a pro-active advisory and consultative service to the Business on compliance and regulatory issues, and design regular operations compliance monitoring program on risky areas
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to operations compliance issues
  • Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
  • Manage and enhance an effective compliance and control infrastructure, such as risk data analysis, feedback mechanism, to collect frontlines' comments and recommendations, compliance training programs, thus to improve the efficiency and effectiveness of compliance work
Requirements:
  • Degree or above with major in Business, Accounting, Finance, Marketing, Law, or related disciplines
  • At least 5 years solid experience in Compliance or Audit works with exposure in Financial or Banking industries
  • Sound business knowledge in Banking / Financial / Brokerage operations and regulatory requirements, expertise in at least one of the aspects: investment, insurance, branch operation, Regtech and E-banking is an essence
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving and demonstrate high intellectual of curiosity
  • A flexible self-starter with ability to evaluate and prioritize risk
  • Excellent interpersonal and communications skills with good command of both spoken and written English and Chinese

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