Senior Business Compliance Manager

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 23 Sep 18 2018-09-23

Senior Business Compliance Manager

Responsibilities:

  • Responsible for coordinating compliance and risk monitoring of relevant divisions in the financial market segment
  • Improve real-time monitoring of potential risks in the trading room
  • Monitor and manage the authorization of trader and access right of trading system
  • Monitor and ensure the operation of the trading room is normal under market fluctuation situation
  • Establish, enhance, monitor and perform compliance controls over operations and business activities
  • Ensure policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor trading activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Ad-hoc projects assigned by the supervisor
Requirements:
  • Degree holder with major in Business Administration, Finance, Economics, Statistics or related discipline
  • At least 7 years' experience in banking or financial industry, with trading experience is preferable.
  • Familiar with the operation process of treasury business and monitoring system management, such as bank's compliance in trading and internal control requirements.
  • Familiar with the regulations in banking trading business
  • Excellent communications and presentation skills
  • Good command of English and Chinese in both spoken and written, including Putonghua