Senior Auditor - Markets and Securities Services - Assistant Vice President Senior Auditor - Markets and Securities Services -  …

Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 03 Aug 20
Competitive
Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 03 Aug 20
Competitive
Citi
Senior Auditor - Markets and Securities Services - Assistant Vice President
The Senior Auditor is an intermediate level role responsible for managing a small team in performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team.
This role participates in the timely delivery of high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of Citigroup and Citibank, their affiliates and of Citi's respective regulators, globally.
Specifically, the role sits within the ICG Markets and Securities Services audit team and provides coverage of the Spread Products businesses globally. The business activities include origination, structuring, investing, lending, and market making and it offers a variety of products including corporate bonds, asset backed securities, mortgage backed securities, municipal securities, agency securities, short term interest rate products, loans, letters of credit, and derivative instruments.  
This role will be working closely with the senior members of the team and will engage with local senior stakeholders as well as stakeholders in other APAC countries and regions during the audit execution process as well as business monitoring and continuous auditing testing.

Responsibilities:
  • Manage a small team of internal audit professionals that performs moderately complex audits
  • Complete assigned audits within budgeted timeframes, and budgeted costs
  • Monitor, assess, and recommend solutions to emerging risks
  • Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing
  • Draft audit reports, and present issues to the business while discussing practical cross-functional solutions
  • Recommend appropriate and pragmatic solutions to risk and control issues
  • Apply understanding of internal audit standards, policies, and local regulations to provide timely audit assurance
  • Develop internal audit staff, and provide coaching to team members
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:
  • 5-8 years of relevant experience
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of capital markets trading products, especially those associated with spread products.
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally
    and in writing, with an energetic, charismatic and approachable style.
  • Effective project management skills
  • Effective influencing and relationship management skills

Education:
  • Bachelor's/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
-------------------------------------------------
Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - HK------------------------------------------------------
Time Type :Full time------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity CLICK HERE .
To view the "EEO is the Law" poster CLICK HERE . To view the EEO is the Law Supplement CLICK HERE .
To view the EEO Policy Statement CLICK HERE .
To view the Pay Transparency Posting CLICK HERE .
Close
Loading...