Senior Associate, Compliance Consulting (Audit-focused) Senior Associate, Compliance Consulting  …

Duff & Phelps Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Duff & Phelps Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
- Assist the Vice President (Audit-focused) and Director in the planning and completion of audit engagements and other projects - Prepare and refine audit procedures for the conduct of audit engagements/projects - Execute audit procedures to assess design and operating effectiveness of internal controls - Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects

Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you take your place on our team, you’ll discover a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.

Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career.

RESPONSIBILITIES:

  • Assist the Vice President (Audit-focused) and Director in the planning and completion of audit engagements and other projects
  • Prepare and refine audit procedures for the conduct of audit engagements/projects
  • Execute audit procedures to assess design and operating effectiveness of internal controls
  • Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
  • Develop and maintain professional working relationships with clients
  • Networking and relationship building with industry professionals and industry bodies
  • Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
  • Managing regulatory filing and reporting schedules
  • Providing ad hoc regulatory advice and creative solutions             

REQUIREMENTS:

  • Experience in audit or compliance role focusing on theasset management industry
  • Detailed understanding of SFC rules and regulations(including FMCC and MIC)
  • Broad understanding of the alternative asset managementindustry
  • Ability to work on own initiative and as part of a team
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to makedecisions and articulate these clearly
  • Strong English oral and written communication skills
  • Time management skills and ability to work withindeadlines
  • Solution-driven and problem-solving attitude

In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.

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