SVP, Compliance (Private Bank-focused) SVP, Compliance (Private Bank-focused) …

China Construction Bank (Asia) Corporation Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
China Construction Bank (Asia) Corporation Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
We are looking for high calibre to take up the position of SVP, Compliance in our General Compliance team.


  • Manage relationships with regulators such as HKMA, SFC, IA and industry associations such as the HKAB
  • Liaise and communicate with the HKMA and HKAB on regular basis, including regulatory reporting and submissions
  • Manage regulatory examinations, surveys and investigations
  • Manage internal and external audit exercises
  • Provide general and regulatory compliance support for the bank
  • Provide compliance advisory service on pan-bank regulatory issues
  • Maintain and update compliance manuals and policies
  • Disseminate laws and regulations issued by regulators and coordinate gap analysis with business units
  • Work with relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes
  • Work with group compliance to keep abreast of and adhere to the updated group policies and requirements
  • Handle compliance-related requests and/or reporting requirements directed by the Head Office
  • Handle adhoc projects as may from time to time be assigned by the Division/Team Head.
  • Prepare compliance reports for senior management review
  • Provide training to and promote compliance awareness among the associates
  • Provide advice on private banking compliance and general compliance issues to businesses and management
  • Review customer communication materials/correspondence with regulatory bodies regarding corporate  and commercial  banking businesses and general compliance matters


  • Degree holder in Business, Accounting, Law or related disciplines
  • Minimum 7 years’ working experience in regulatory field/ bank compliance with hands-on experience in providing compliance advice
  • Familiar with Banking Ordinance and relevant rules, codes and guidelines issues by the HKMA and other regulators
  • Solid experience in general/regulatory compliance with experience dealing with regulators
  • Sound knowledge of the relevant laws and regulators pertinent to bank
  • Good interpersonal and communication skills to work with internal parties
  • People-oriented and a team player
  • Proficiency in both spoken and written English and Chinese (including Putonghua)

Please specify your current and expected package in your application for reference. 

Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.

All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.