Risk and Compliance Manager (Securities Services) Risk and Compliance Manager (Securities Services) …

The Bank of East Asia
in Hong Kong
Permanent, Full time
Last application, 18 Jan 22
Negotiable
The Bank of East Asia
in Hong Kong
Permanent, Full time
Last application, 18 Jan 22
Negotiable
Posted by:
Alice Lo • Recruiter
Posted by:
Alice Lo
Recruiter
Together, we can achieve more The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 58 branches, 49 SupremeGold Centres, and 7 i-Financial Centres throughout the city. With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces a spirit of teamwork in every challenge. We invite you to become part of our team and to join us on our journey towards a bright and exciting future.

Risk and Compliance Manager (Securities Services) (Job ID: 3057)

 

Responsibilities

  • To be a team member of Securities Services Department
  • To conduct compliance review to ensure compliance with internal policies / guidelines as well as external regulatory requirements
  • To prepare reports to management or other departments for compliance and risk management related issues
  • To co-ordinate monthly meeting with relevant parties in relation to risk management and compliance issues
  • To assist in developing, updating and reviewing policies, procedures, guidelines from the compliance perspective and circulate to staff for compliance purpose
  • To provide support on product compliance in regards to new product launch and review of marketing material
  • To handle any ad hoc tasks assigned by the supervisor

Requirements

 

  • University graduate, preferably in finance/risk management or related disciplines
  • At least two to three years’ working experience in internal control or compliance functions of securities or banking industry
  • Good understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, HKEX and other regulatory bodies;
  • Self-motivated, target oriented and able to work under pressure;
  • Strong interpersonal and communication skills and risk awareness
  • Proficiency in both spoken and written English and Chinese, Putonghua a plus

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=3057&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months.

The Bank of East Asia logo
More Jobs Like This
See more jobs
Close