Responsible officer (Chinese background brokerage house)

  • negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • JH Partners Asia Company Limited
  • 17 Apr 18 2018-04-17

Our client is a Chinese background brokerage house with business in brokerage and asset managment. Due to the strong business growth, they are now looking for qualified candidates to join them as a Responsible Officer Type 1,4,9 to join their company.


    Manage private funds and discretionary portfolios
    Conduct financial analysis / equity research in HK & US market
    Generate ideas for investment funds or discretionary portfolios
    Keep up-to-date with market development and new investment product ideas
    Monitor, review and update daily operations & SFC regulated activities in compliance with HKSFC regulations;
    Provide support and assist to senior management on firm’s investment function.


    Bachelor degree or higher with min 8 years’ working experience in investment/brokerage/operation fields
    Familiar with HK & PRC stock market with solid understanding of regulations
    Ideally qualified for RO Type 1,4,9 license, with Type 1,4 or Type 4,9 or Type 1,9 would also be considered
    Good command of written and spoken English and Chinese, proficiency in Mandarin