• HKD960000 - HKD1200000 per annum
  • Hong Kong
  • Permanent, Full time
  • Selby Jennings Singapore
  • 16 Mar 18

Responsible Officer for type 1+ 4 or 4+9 (80 K +base and attractive bonus)

  • Location: Hong Kong
  • Salary: HKD960000 - HKD1200000 per annum
  • Job Type: Full time

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Job Duties:
  • Supervise and manage company regulated activities and ensure the daily operations and business activities are fully in compliance with SFC and statutory regulations.
  • Communicate with SFC on all licensing and regulated activities issues.
  • Assist the company to set up the infrastructure, formulate operation procedures and workflow in new licence application.
  • Support senior management on implementing business strategies and marketing activities.
  • Formulate, review and update operation procedures to ensure full regulatory compliance.
Requirements:
  • Bachelor degree or above in Finance, Business¬†or related disciplines.
  • Honest, trustworthy, responsible and excellent personal integrity.
  • Good command of written & spoken English and Chinese (including Putonghua)
  • Candidates with no or less RO experience may also be considered.
  • Holder of current SFC Type 1, Type 4 & Type 9 unconditional RO licences.
  • At least 3 years RO experience in portfolio management, fund operation management, investment advice, securities brokerage business and back office operations.
Hong Kong Hong Kong Hong Kong HK