Responsible Officer (Type 9 - Asset Management) Responsible Officer (Type 9 - Asset Management) …

Rock Group Investment Limited
in Hong Kong
Permanent, Full time
Last application, 19 Sep 20
Competitive
Rock Group Investment Limited
in Hong Kong
Permanent, Full time
Last application, 19 Sep 20
Competitive
Posted by:
Joanne Choy • Recruiter
Posted by:
Joanne Choy
Recruiter
We are an expending Asset Management company, that is going through a rapid growth stage across Asian operations.

Job Responsibilities:

  • Responsible for dealing with HKSFC in the application of a newly setup asset management business in HK
  • Formulate, review and update the Company’s policies, guidelines and procedures
  • Assist in overall supervision of fund operation and ensure all business activities comply with SFC rules and regulations as well as the Company’s policies and guidelines
  • Assist in formulating investment strategy and oversee investment of the company
  • Formulate and ensure the group strategy to be implemented in the PE business
  • Lead the setting up and launch of Funds
  • Coordinate effectively with various teams and business partners to effectively implement business / investment decisions for ultimate goals
  • Participate in marketing, client servicing activities and products development
  • Act as Responsible Officer to supervise SFC regulated activities and ensure daily operations in compliance with SFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency


Job Requirements: 

  • Degree holder in Finance or Business related disciplines
  • Minimum 5 years’ asset management experience in fund operation including middle to back office
  • Previous experience in handling Cayman funds is preferable
  • Adept in handling compliance matters for asset management or fund house
  • MUST be registered under SFC RA9 type license as Responsible Officer
  • Good financial market knowledge and strong compliance sense
  • Good PC knowledge including MS Office and Excel, etc
  • Proficiency in written and spoken English and Chinese (including Putonghua)
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