Responsible Officer Type 1,9

  • 25k to 30k
  • Hong Kong
  • Permanent, Full time
  • One Arrow Consulting
  • 15 Jan 18 2018-01-15

Our client is one of the fastest growing Asset Management firm with focus on wide variety of investment products. Due to positive results and continuous expansion, they are currently looking for an experienced Representative to be succeeded to become Responsible Officer, SFC Type 1,9 to join their well-established team. The ideal candidate will have minimum of 3 years of experience.

You will act as the Responsible Officer for SFC Type 1,9 licensing, assisting the firm to grow further. Your main duties will include account opening procedures, conducting securities trading, review and updating operations procedures to enhance productivity and effectiveness. In addition you will also be responsible for supervising and monitoring daily operations for SFC regulated activities.

To qualify, individuals must possess:

  • Ideally for Rep candidates who are seeking to move to Responsible Officer position
  • 3 years or above relevant experience
  • Strong communication and interpersonal skills would be advantageous
  • Fluent in English and Cantonese

Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: nelson.leung@