Responsible Officer (SFC Type 2) Responsible Officer (SFC Type 2) …

Mario Recruitment Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 21 Aug 19
Competitive Package
Mario Recruitment Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 21 Aug 19
Competitive Package
My client is an established licensed corporation with RA in Type 1,2 & 9. They are expanding their business and want a high calibre for his Type 2 business.

Job Duties:

  • To act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities
  • Supervise the Futures business 
  • To provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
  • To formulate, review and update the operational procedures to ensure full regulatory compliance

Job Requirements:

  • A holder of bachelor degree or above
  • Possess at least 2-3 years of solid experience in RA Type 2
  • Good product knowledge of of futures or derivatives
  • Current holder of SFC Responsible Office license for Type 2 preferred; experienced Licensed Rep will also be considered
  • Proficient at Cantonese, Mandarin and English
Close
Loading...