Responsible Officer (SFC Type 1, 4, 9 and SFC Type 9)

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Amethyst Partners , EA Licence No: 16C7899
  • 20 Feb 19

Our clients are established Fund Management and Fund Services firms with strong track record globally. They are setting up Operations in Hong Kong and looking for Responsible Officers.

Key responsibilities:

  • Work with senior management to assist in license application, prepare and set up the business operations
  • Act as Responsible Officer to liaise with SFC and supervise regulated activities
  • Monitor related daily business operations and ensure regulatory compliance
  • Work closely with the senior management to help formulate and review the business operations
  • Provide strategic advice and support on the overall business strategy

Key requirements

  • Current holder of SFC responsible officer license Type 1, 4 and 9, or Type 9
  • Strong understanding on relevant regulatory issues and business control
  • A good relevant experience in Fund industry and good understand on mid to back operations, risk controls etc
  • Good communications skills
  • Open for those whom would like to work in part-time or consultancy basis

Interested parties please send your resume in word format to Loretta Chan at

Regrettably only shortlisted candidates will be contacted

EA License Number: 16C7899 | Registration no: R1876188 | Amethyst Partners (a trading division of Timesconsult Pte Ltd)