Responsible Officer (RO) - Type 2 Responsible Officer (RO) - Type 2 …

KOS International
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
KOS International
in Hong Kong
Permanent, Full time
Be the first to apply
Negotiable
Our client is a forward-thinking asset management firm based in Hong Kong, engaged in Type 1, 2, 4 & 9 activities. They are currently looking for candidate with strong connection in high netword individual & corporate client to be the RO (Type 2) for the Future Business.

Our client is a forward-thinking asset management firm based in Hong Kong, engaged in Type 1, 2, 4 & 9 activities. They are currently looking for candidate with strong connection in high netword individual & corporate client to be the RO (Type 2) for the Future Business.

Responsible Officer - Type 2 (Future Business)

Job Description

  • To be the Responsible Officer for the SFC regulated activities
  • To drive client acquisition and growth, identify new Futures & Options business with potential corporate &institutional clients, professional investors
  • To assist the management to develop the futures business develop futures business development strategies and associated objectives, plans, organizational structure, controls and policies
  • To supervise and manage daily operations, including account opening process, dealing activities, margin account's risk control and client services
  • To formulate, review and update the operations procedures and establish proper documentation of all regulated activities
  • To work closely with Compliance, Legal, Risk, Credit, Product and Technology teams to deliver enhanced products
  • To cover overseas markets such as LME, CME, ICE, SGX


Requirements

  • SFC RO Type 2 Responsible Officer License holder
  • At least 8 years of solid experience in securities firm
  • A good track sales record in Futures & Options to institutional client base
  • Excellent communication and interpersonal skill and familiar with Hong Kong and PRC finance markets

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

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