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Responsible Officer (RO) - Type 1, Fintech Department

Unicorn Advisor (HK) Limited Hong Kong
Posted 4 days ago In-Office Job Permanent Negotiable
K
Posted by
Karine Chai
Recruiter
A top tier Chinese Securities firm is seeking a highly motivated individual with a strong background in large Chinese securities firms or internet-based brokerages to join their Fintech Department as a Responsible Officer (RO) - Type 1. Candidates with experience in frontline business or middle/back-office roles are welcome to apply.

Responsibilities:

  • Collaborate with the Fintech team to develop and implement innovative solutions to improve operational efficiency and enhance the customer experience.
  • Assist in the design and implementation of fintech projects, including system enhancements, process optimization, and automation initiatives.
  • Conduct research and analysis on industry trends, regulatory requirements, and best practices to support decision-making and ensure compliance.
  • Work closely with cross-functional teams, including technology, operations, compliance, and business development, to drive project execution and achieve departmental goals.
  • Provide support and guidance to internal stakeholders on fintech-related processes and systems.

Requirements:

  • Strong background in large Chinese securities firms or internet-based brokerages preferred.
  • Currently holding an RO 1 license.
  • Excellent analytical and problem-solving skills, with the ability to translate business requirements into technical solutions.
  • Strong communication and interpersonal skills, with the ability to collaborate effectively with various teams and stakeholders.
  • Knowledge of regulatory compliance and industry best practices in the financial services sector.
  • Flexibility and adaptability to work in different areas of fintech, including frontline business or middle/back-office operations.
ABOUT COMPANY
Hong Kong
HR & Recruitment
Unicorn Advisor’s business in Asia began in 2016 as a specialist Financial Markets / Investment Banking/ Information Technology Executive Search firm,...
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