Responsible Officer 9 - Newly established PRC based Financial Institute

  • 120K monthly + Bonus
  • Hong Kong
  • Permanent, Full time
  • Levin Human Resources Services Limited
  • 31 Jan 19

- RO9 - To set up the Asset Management Team - To build up the fund portoflio & investment - Stable, ideally with RO 1, 4, 9 licenses

Our client is a newly established Financial Institution, currently holding SFC licenses 1, 4 & 6. To cope with its expansion, they are going to establish the business in Asset Management with License 9 operation in Hong Kong. They are now inviting high caliber with strong Portfolio Investment RO9 experience to build up the team.


Report to the CEO in Beijing

To build the Asset Management Team in HK, with secondary market investment

Devise, review and implement investment policy and strategy, as well as new investment products 

To construct portfolio construction and asset allocation process for multiple investment portfolios/ funds in both Fixed Income & Equities Products 

Identify potential target investors to build up new client base 

Ensure that sales performance are meeting the company target 

Develop policies and procedures to govern private wealth end-to-end operations with support of relevant stakeholders 

Ensure all regulatory requirements relating to operating a wealth management business are adhered to


Degree holder of finance or other related discipline 

Current holder of unconditional SFC licensed Responsible Officer (Type 1, Type 4 and Type 9)  

At least 8 years relevant working experience within the asset management industry 

Result oriented, self-motivated and demonstrating excellent management and leadership skills 

Good command of spoken and written English and Chinese, proficiency in Putonghua is preferable


Interested parties please send your CV to of Levin Human Capital Consulting Group or you can call us at (852) 2520 0104 for more information.

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