Responsible Officer 1 & 4 Responsible Officer 1 & 4 …

Mario Recruitment Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Sep 19
Competitive Package
Mario Recruitment Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Sep 19
Competitive Package
My client is a Fund distribution and Financial Advisory firm with SFC licenses in Type 1 & 4 and have global footprints. They now look for a Head of Business Development (Asia) position who is able to take a leading role to help expand their business.

Job Responsibilities

  • Responsible for building the fund distribution business in Asia
  • To formulate, review and update the operational procedures to ensure full regulatory compliance
  • To develop and expand business opportunities in Asia market 
  • To assist in communicating with regulatory bodies

Job Requirements

  • A holder of bachelor degree or above
  • Having 5+ years of solid experience with front line experience 
  • Having sound knowledge of SFO, SFC codes & guidelines, regulations and guidelines of relevant regulatory authorities and risk management controls
  • Current holder of SFC Responsible Office license for Type 1 and 4 RA (unconditional) preferred but not a must 
  • Proficency at English is a must 
  • Occasional travel will be expected

 

Close
Loading...