Responsible Officer - Type 4 - Equity Research

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Contract, Part time
  • Arete Research
  • 04 Apr 18 2018-04-04

Responsible Officer - type 4, to work on a short term part time contract for a Hong Kong based subsidiary of a UK independent equity research provider.

To work on a short term and part time basis for a Hong Kong based subsidiary of a UK independent equity research provider.  Based in Hong Kong and working with the Hong Kong firm's other ROs to provide regulatory oversight of the furnishing and marketing of independent global equity research to institutional clients. Contract term 3 to 6 months.