Responsible Officer – Corporate Finance (RO Type 6)

  • 100K+bonus
  • Hong Kong
  • Permanent, Full time
  • Elysian Executive Solution
  • 20 May 19

My client is one of the largest chinese bank, top tier financial institution from china. The are now setting up a Finance Advisory to for M&A business, to lead the project, they are inviting experience RO 6 to join the team • SFC registered RO for Type 6 regulated activities • Well established platform, good brand name and exposure • Finance Advisory, Mergers and Acquisitions


  • Set up finance advisory and M&A business, build up a team.
  • Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
  • Review and supervise SFC Type 6 regulated activities
  • Perform due diligence, investment evaluation and financial modeling for potential investors
  • Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
  • Implement regulatory guidelines and codes



  • SFC registered RO for Type 6 regulated activities
  • Degree or above in business related disciplines
  • At least 5 years’ solid experience in corporate finance and advisory services working experience
  • Strong analytical, leadership, interpersonal and presentation skills
  • Self-motivated and detail oriented skills and able to work independently
  • Proficiency in both spoken and written English and Chinese