Responsible Officer Responsible Officer …

Babel Asia Asset Management Pte Ltd
in Hong Kong
Permanent, Full time, Flexible
Last application, 26 Jan 22
NGO
Babel Asia Asset Management Pte Ltd
in Hong Kong
Permanent, Full time, Flexible
Last application, 26 Jan 22
NGO
Posted by:
Yanis Lee • Recruiter
Posted by:
Yanis Lee
Recruiter
• Current holders of unconditional RO preferred • Current Rep with enough experience considered • Min 6 years industry experience of which 3 years at managerial level

Key Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm 
  • Manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

  • Minimum 6 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: fund formation, asset management.
  • Current holder of SFC unconditional Responsible Officer license for Type 4 & 9 regulated activities preferred. However, current Type 4 & 9 Representatives will also be considered if they have the above-mentioned experiences.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies 
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Mandarin)
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