Responsible Officer

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Privium RKR Ltd
  • 30 Jan 18 2018-01-30

Financial Service Platform is seeking a responsible officer to supervise the type 9 asset management activity.

Duties:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm, including the development of asset management and/or investment management of the funds
  • Assist in development of asset management business and operations
  • Ensure the operations are in compliance with policies and comply with rules and regulations. Perform daily routine fund compliance and operations to ensure the investment procedures are in compliant with relevant rules and regulations of regulatory bodies
  • Parttime employment negotiable

Requirements

  • Must be a current SFC Type 9 Responsible Officer License holder. 
  • Degree holder in Economics, Law or similar field
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  • Excellent command of English and Cantonese and preferably Mandarin