Regulatory Compliance, Senior Officer - Corporate Bank Regulatory Compliance, Senior Officer - Corporate  …

Hays Banking & Financial Services Hong Kong
in Hong Kong
Permanent, Full time
Last application, 23 Jun 21
Negotiable
Hays Banking & Financial Services Hong Kong
in Hong Kong
Permanent, Full time
Last application, 23 Jun 21
Negotiable
Hays Banking & Financial Services Hong Kong
Senior officer role to support the team in covering wholesale banking regulatory compliance matters

Senior officer role to support the team in covering wholesale banking regulatory compliance matters

Your new company
Your new company is an expanding Foreign Corporate bank. They have newly created this headcount at Senior Officer Level (min. 2 years in-house compliance) to join their Regulatory Compliance team within Legal & Compliance department to ensure that risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their wholesale banking business.

Your new role
As a junior member within the compliance team, you will carry out the compliance monitoring programme on high-risk operations ad responsible for performing compliance review and conduct gap analysis on internal compliance manual and procedures. Below are the mainly objectives of your role:

  • Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
  • Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
  • Work closely with other business units and provide sufficient internal training on all regulatory compliance issues to enhance the compliance consciousness of all staff levels.


What you'll need to succeed

  • Ideally you will have at least 2 years of experience in compliance/ internal control functions within a bank.
  • Prior experience working in Regional financial institutions will be highly preferable.
  • Possess good knowledge of local regulatory (HKMA, SFC) requirements.
  • Good command of both spoken and written English and Chinese


What you'll get in return

  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Involvement in regional compliance projects
  • Lead and transform the strategy and future of a well-established team



What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to kelvin.tse@hays.com.hk or visit our Banking page here:
https://www.hays.com.hk/jobs/banking-jobs/


Company Overview

We are Hays, the leading global experts in qualified, professional and skilled recruitment. The 11,000 people we employ around the world partner with clients and candidates to power the world of work.
Every day our expert consultants help thousands of candidates find their next role, and they also help clients reshape workforces and deal with talent shortages. Last year we placed 77,000 people in permanent jobs and 244,000 people into temporary roles.

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